Broker Who Exploited Dying Patients Settles SEC Charges

A broker charged with scouring nursing homes and hospices for terminally ill patients so wealthy clients could reap death benefits from annuities contracts agreed to pay $850,000, admit limited wrongdoing and be barred from the securities industry, the U.S. Securities and Exchange Commission announced Thursday.

Source: http://www.law.com/jsp/law/sign_me_in.jsp?article=http://www.law.com/jsp/nlj/legaltimes/PubArticleLT.jsp?id=1202665418646&rss=newswire

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